Advisor Perspectives
- Three Highlights from the MarketCounsel Summit
- Should You “Sell” Volatility?
- The Fund That Isn’t Following the ESG/SRI Herd
- Gundlach on the Biggest Risk Facing Bond Investors and the Likely Next President
- The Best Content to Drive Engagement
- Is Now the Time to Overweight Real Estate?
- Will Outsourcing Improve Profit Margins?
RIA Central
- The One Thing You Should Be Doing for Your Practice
- News Roundup: Tax planning in demand, broker protocol raises questions, and succeeding in the retirement plan niche
- Build a strong foundation for client engagement
- News Roundup: Delegating practice management, legal tips for breakaways, and future retiree vulnerability
- Tips for creating a marketing activity tracker
- Make a Positive Impression on CPAs this Year—Especially at Tax Time
- 3 Tricks to Maximize Attendance at Your Next Prospecting Event
FA Magazine News
- Deutsche Bank Considers Cutting Bonus Pool By As Much As 20%
- Advisor Copies Time Management Tactic From Likes Of Bill Gates, Elon Musk
- BlackRock, Vanguard Face Shareholder Rebuke Over Climate Votes
- Wall Street May Have To Lend More In Poor Areas In New Rules
- U.S.-China Trade Deal Would Spare Tariffs On Holiday Toys And Games
- Watch These Stocks After Boris Johnson Secures Big Majority
- Flu Season Is Here, And It's Targeting Your Kids
Financial Planning Magazine
- Pivotal questions follow Ladenburg's four-month sprint to Advisor Group deal
- Why a personal matching program is a better gift than an inheritance
- How Roth IRA conversions can escalate capital gains taxes
- To keep pace with rivals, Wells Fargo goes to zero
- Wealth management fares worst in mobile app client satisfaction
- Envestnet to carry on ‘big plans’ in wake of co-founder’s death: Bill Crager
- SEC chair vows aggressive action against advisors who fleece teachers, service members
WealthManagement.com
- SEC Cracks Down on Colorado Lawyers' Microcaps Scam
- Why More Advisors Don't Understand Sustainable Investing
- FINRA Completes Year-Long Consolidation of Exam Functions
- The Planning/Fiduciary Administration Aspects of Cryptocurrency
- JPMorgan Forms New Wealth Management Group
- How One Focus Group Changed JOYN Advisors for the Better
- Disruptors, Old and New, Eye Fractional Share Investing
NAIFA
- "Cadillac Tax" Repeal Letter Garners Support of more than 1,000 Stakeholders including NAIFA
- NAIFA's Mayeux Among Thought Leaders at CNBC Roundtable Event
- Highlights of NAIFA's National Advocacy Meeting Include Rep. Adrian Smith and a Day on the Hill
- NAIFA's Mayeux Speaks to National Advocacy Meeting
- National Advocacy Meeting Brings Together NAIFA’s Advocacy Leaders
- NAIFA Urges Governor Cuomo to Approve Important Continuing Education Credit Legislation
- NAIFA Supports Patients’ Timely Right to Access Medical Records
Investment News
- Finra announces consolidation of examination functions
- Investors don't know much about investment basics, Finra finds
- Finra arbitrators order UBS to pay more than $11 million in defamation case
- You can now bet big on cannabis with first US leveraged ETN
- Fidelity rollout of separately managed accounts seen as defensive move
- Detroit-area team managing $500 million shifts to LPL
- Robinhood finally launches cash management service
RIABiz
- Lovell Minnick sinks more capital into TurboTaxifying the RIA compliance market, with roll-up of NCS; but Brian Hamburger and other free-standers see no threat
- BlackRock is going big into the annuity business with Microsoft to create a 21st century defined benefit pension system
- Voids were exposed in the RIA business in 2018; who or what could fill them in 2019
- Rockefeller Capital puts its third RIA talent anchor in place with hiring of Anthony Grosso in San Francisco and his venture capital connections
- When Steve Janachowski's RIA hit the $1-billion wall, he started hiring women execs and talking M&A; Now he's at $1.7 billion but still seeking to validate his strategy
- Will the S.E.C. aid and abet fraud in 2019? A fictionalized grilling of Jay Clayton under truth ether reveals the perils
- SEC clobbers Wealthfront on multiple alleged offenses; settles case with 'cease and desist' order, $250,000 fine
WSJ – Financial Advisor
- Voices: Lisa R. Hatcher, on Female Clients in Abusive Relationships
- Wealth Adviser: Poised for U.S. Stocks to Weaken
- Voices: Samuel R. Scott, on Blurring the Fiduciary Standard
- Wealth Adviser: Don’t Get It Wrong About the Rich
- Voices: Rand Spero, on Helping Young Clients Prioritize Savings
- Wealth Adviser: More Are Using Asset Protection Trusts
- Don’t Make This Mistake With Your 401(k)