Advisor Perspectives
- Shoot the Ball to Grow Your Practice
- The Staggering Disconnect Between What Clients Want and What Advisors Think
- Advice That Could Kill Your Clients
- Does Focusing on New Sales Have to Hurt Existing Clients?
- Obesity and Its Role in Retirement Planning
- What You Get if you Cross Buffett, Branson and Jobs
- Venerated Voices™ Q2 2018 Rankings
RIA Central
- The One Thing You Should Be Doing for Your Practice
- News Roundup: Tax planning in demand, broker protocol raises questions, and succeeding in the retirement plan niche
- Build a strong foundation for client engagement
- News Roundup: Delegating practice management, legal tips for breakaways, and future retiree vulnerability
- Tips for creating a marketing activity tracker
- Make a Positive Impression on CPAs this Year—Especially at Tax Time
- 3 Tricks to Maximize Attendance at Your Next Prospecting Event
Financial Planning Magazine
- Retirement bills in Congress could alter 401(k) plans: Retirement Scan
- Fiduciary Network, pioneering RIA M&A firm, is up for sale
- Can these 3 ETFs guard against rising interest rates?
- Top funds that beat their benchmarks
- Should clients let kids know they’re rich?
- How to master a media interview
- Voices: Morgan Stanley loosens the purse strings
WealthManagement.com
- Visually Dynamic Tools: How They Benefit Clients and Advisors
- Stolen Crypto Millions Paid Back for Cents on Dollar, Guaranteed
- Hellman & Friedman Completes Deal for Financial Engines
- Ten Signs Your Client Has Dementia
- FinTech Hopefuls Set to Impress Judges
- The Top 14 Inflation Protected Bond ETFs
- Jean Chatzky Acquires DailyWorth
NAIFA
- NAIFA Testifies at NCOIL on State-Run Retirement Plans
- NAIFA's Triple Crown
- Where Does NAIFA Stand on the SEC Best Interest Proposal?
- Happy Fourth of July From NAIFA!
- Fifth Circuit Issues Mandate Vacating DOL Fiduciary Rule
- Members of Congress Providing Leadership on Financial Security
- NAIFA advocacy ensured insurance included in Senior Safe Act legislation
Investment News
- The SEC knows what's best
- The regulatory hole around ETFs gets SEC scrutiny
- SEC charges RIA and CEO with putting $19 million of client money into risky investments
- Fidelity backs away from being 'point in time' fiduciary for 401(k) plans
- New York issues final best-interest regulation for annuity, life insurance sales
- Pershing draws inspiration from consumer apps to drive RIA tech strategy
- Morgan Stanley CEO is happy that brokers are staying put
RIABiz
- Wild role swaps at InVest 2018 as Schwab recasts its engineers into micro teams and Acorns founder talks macro corporate partnerships
- A $2.7 billion RIA makes Allison Felix, 40, its president. She started as an executive assistant out of college.
- Focus Financial IPO is on at $39 per share as KKR pushes giant share premium, with an eye on raking off an extra $532 million
- Quick hits: Broadridge broadens to UHNW market with sneaky-success Statpro; Kitces calls out fintech's innovation drought; SS&C's Eric Rocks talks growth where Tamarac and Orion are scarcer
- Betterment turns to ex Mint and Schwab marketing exec Donna Wells to 'hack' back copycat robos and make its brand a household name
- Taking the helm from famous founder, Jay Shah gets Personal Capital out of Vanguard's shadow with new shape, new deals and a 70% leap in assets
- Vanguard Group Makes Big Move on RIA Custody by Ending Commissions on 1,700 ETFs in Bid to Become Walmart of Financial Services
WSJ – Financial Advisor
- Voices: Lisa R. Hatcher, on Female Clients in Abusive Relationships
- Wealth Adviser: Poised for U.S. Stocks to Weaken
- Voices: Samuel R. Scott, on Blurring the Fiduciary Standard
- Wealth Adviser: Don’t Get It Wrong About the Rich
- Voices: Rand Spero, on Helping Young Clients Prioritize Savings
- Wealth Adviser: More Are Using Asset Protection Trusts
- Don’t Make This Mistake With Your 401(k)