Advisor Perspectives
- Legg Mason’s New ETF Kicks Off
- Hiring Gets Tougher in Never-Meet-in-Person Era
- Wall Street Banks Get a Surprise: Investors Like Virtual Events
- Value Rotation Was the Last Thing Big Funds Thought Would Happen
- Investors Pile Into Stocks That Win in a Full Economic Recovery
- Coping With COVID
- Is it Time to Cut Back on Our Office Space?
RIA Central
- The One Thing You Should Be Doing for Your Practice
- News Roundup: Tax planning in demand, broker protocol raises questions, and succeeding in the retirement plan niche
- Build a strong foundation for client engagement
- News Roundup: Delegating practice management, legal tips for breakaways, and future retiree vulnerability
- Tips for creating a marketing activity tracker
- Make a Positive Impression on CPAs this Year—Especially at Tax Time
- 3 Tricks to Maximize Attendance at Your Next Prospecting Event
FA Magazine News
- De Blasio Expects NYC Will Begin Reopening in Next Two Weeks
- Ken Fisher-Dominated Stock ETNs See $3.5 Billion In Withdrawals
- Relief Aid Stalls With Small Businesses Returning Loans Unused
- Every Single Worker Has Covid At One U.S. Farm On Eve Of Harvest
- IMF Urges Stock Investors To Pay More Attention To Climate Risks
- Why Job Cuts Won't Solve States' Budget Crisis
- U.S. Consumer Spending Plunges While Stimulus Boosts Incomes
Financial Planning Magazine
- FPA to replace long-serving CEO
- CFP Board to stop posting some advisor bankruptcies, reversing long-standing rule
- Oil ETF faces probes into risk disclosures to investors
- Why Goldman Sachs is delaying its robo advisor until 2021
- BlackRock lures asset managers, wealth funds after PNC exit
- Fidelity custody unit reels in 100,000 new accounts despite coronavirus
- Staying safe on Zoom: Useful tips for advisors and clients
RIABiz
- Lovell Minnick sinks more capital into TurboTaxifying the RIA compliance market, with roll-up of NCS; but Brian Hamburger and other free-standers see no threat
- BlackRock is going big into the annuity business with Microsoft to create a 21st century defined benefit pension system
- Voids were exposed in the RIA business in 2018; who or what could fill them in 2019
- Rockefeller Capital puts its third RIA talent anchor in place with hiring of Anthony Grosso in San Francisco and his venture capital connections
- When Steve Janachowski's RIA hit the $1-billion wall, he started hiring women execs and talking M&A; Now he's at $1.7 billion but still seeking to validate his strategy
- Will the S.E.C. aid and abet fraud in 2019? A fictionalized grilling of Jay Clayton under truth ether reveals the perils
- SEC clobbers Wealthfront on multiple alleged offenses; settles case with 'cease and desist' order, $250,000 fine
WSJ – Financial Advisor
- Voices: Lisa R. Hatcher, on Female Clients in Abusive Relationships
- Wealth Adviser: Poised for U.S. Stocks to Weaken
- Voices: Samuel R. Scott, on Blurring the Fiduciary Standard
- Wealth Adviser: Don’t Get It Wrong About the Rich
- Voices: Rand Spero, on Helping Young Clients Prioritize Savings
- Wealth Adviser: More Are Using Asset Protection Trusts
- Don’t Make This Mistake With Your 401(k)