RIA Central
- The One Thing You Should Be Doing for Your Practice
- News Roundup: Tax planning in demand, broker protocol raises questions, and succeeding in the retirement plan niche
- Build a strong foundation for client engagement
- News Roundup: Delegating practice management, legal tips for breakaways, and future retiree vulnerability
- Tips for creating a marketing activity tracker
- Make a Positive Impression on CPAs this Year—Especially at Tax Time
- 3 Tricks to Maximize Attendance at Your Next Prospecting Event
FA Magazine News
- Wells Fargo Cuts Pay Rate in 2019 For Lowest-Producing Advisors
- JPMorgan Dives Deeper Into Fixed-Income Funds With 2 Active ETFs
- SIPC Says It Has Serious Concerns About Robinhood's New Product
- Handing Over The Reins To Your Practice
- Deceleration Of Economy Is On The Way, Schwab Says
- Unexplained Hemorrhaging Of Cash From IRA Prompts Call For Help
- J&J's $30 Billion Blowout Brings Signs Of Deja Vu For Investors
Financial Planning Magazine
- Time is running out for elderly clients to avoid this IRS penalty
- 10 smart year-end tax moves
- Biggest recruiting moves of 2018
- Will Kestra change hands again in latest private equity play?
- Warren chides SEC on proposed broker standard
- Advisor shortage? What advisor shortage?
- 10 steps for managers to raise assets
WealthManagement.com
- Psychedelics, Ferraris and Art: An Alternative Investment Guide
- Wells Fargo Cuts Pay Rate in 2019 for Lowest-Producing Advisers
- BlackRock And Microsoft Announce Retirement Planning Partnership
- The Four Biggest Cyber Risks of 2019
- Bad Actors—Not the Industry—Should Pay for Unpaid Arbitration Awards
- Robinhood Offers “Checking & Savings”
- Envestnet Integrates SaleMove, Lays Out 2019 Roadmap
NAIFA
- Retirement Security and State-Run Retirement Plans
- Rep. Lisa Blunt Rochester Thanks Advisors for the Work They Do
- NAIFA Members Protect the Things Americans Are Thankful For
- NAIFA-New Jersey Testifies on State Fiduciary Proposal
- NAIFA Members to Convene for National Advocacy Meeting
- States Move to Regulate Short-Term Limited Duration Insurance Policies
- NAIFA Staff Meet With Newly Appointed Senior Officials at the Department of Labor
Investment News
- RIA in a Box has new compliance tool to help RIAs with audits
- Interest groups spar over best way to cover unpaid arbitration awards
- Wells Fargo Advisors 2019 comp plan sees little change
- Edward Jones settles 401(k) lawsuit for $3.2 million
- Jefferies CEO won't tolerate discrimination against female bankers by male colleagues
- Top 3 planning moves for advisers under new tax law
- Pimco sees recession signal and#39;flashing orange' as cycle ages
RIABiz
- Vanguard's asset machine wobbles under Abby Johnson's withering pricing assault, but Fidelity's new cost-cutting front aimed at advisors is proving more lethal for BlackRock
- In new $150-million lawsuit, Mark Hurley alleges ex-boss's smears wrecked his valuation, his reputation and his chances of providing capital to RIAs ever again
- SEI targets the 60% of its book that are planning virgins with Advizr's 'lite' planning software -- an MRI on held-away assets and way to boost SEI products sales
- Andrew Salesky's tantalizing PortfolioConnect remark hints at Schwab's technology future, and 'open' or 'closed' -- that was API question at In|Vest West 2018 RIA custody panel
- Mike Durbin speech spellbinds; David Kowach prompts head-scratching and Brian Hamburger-Dale Brown showdown has one tense moment at Market Counsel Summit
- Liberated (in part) by an Envestnet deal, Scott MacKillop isn't ho-humming a second-round infusion of $1.5 million
- Lisa's Bits: Commonwealth and Cambridge jump into RIA custody game bigger; Goldman Sachs buys $600-billion 401(k) RIA as Wells Fargo reportedly eyes 401(k) exit ; Mercer does four deals in one month; LPL slashes an important advisor fee; A $13 billion advisor's fate is uncertain
WSJ – Financial Advisor
- Voices: Lisa R. Hatcher, on Female Clients in Abusive Relationships
- Wealth Adviser: Poised for U.S. Stocks to Weaken
- Voices: Samuel R. Scott, on Blurring the Fiduciary Standard
- Wealth Adviser: Don’t Get It Wrong About the Rich
- Voices: Rand Spero, on Helping Young Clients Prioritize Savings
- Wealth Adviser: More Are Using Asset Protection Trusts
- Don’t Make This Mistake With Your 401(k)