RIA Central
- The One Thing You Should Be Doing for Your Practice
- News Roundup: Tax planning in demand, broker protocol raises questions, and succeeding in the retirement plan niche
- Build a strong foundation for client engagement
- News Roundup: Delegating practice management, legal tips for breakaways, and future retiree vulnerability
- Tips for creating a marketing activity tracker
- Make a Positive Impression on CPAs this Year—Especially at Tax Time
- 3 Tricks to Maximize Attendance at Your Next Prospecting Event
FA Magazine News
- Frank Bub Joins CAPTRUST As Senior Director Of Advisor Group
- Japan’s $1.5 Trillion Manager Warns of Global Investing Losses
- Bluespring Wealth Makes Ohio RIA Its First Acquisition
- Payroll Tax Cut Could Boost Economy, But Not Trump’s Re-Election
- AdvisorNet Financial Appoints President As Cetera Financial Group Grows
- Facebook's Libra Currency Gets European Union Antitrust Scrutiny
- CEOs Spurn Investor-First Model. Now Critics Ask ‘What's Next?’
Financial Planning Magazine
- Millennials are the new face of the retirement crisis
- How a midsize IBD beats the big firms on productivity
- After PE deal, Advisor Group pays advisors $50M ‘thank you’ award
- Salute to summer: What executives are reading
- Wealthtech funding plunged 56% in a year. Why?
- Ray Dalio inspired a new risk-parity ETF
- How to reduce taxes in retirement: Tax Strategy Scan
WealthManagement.com
- CA Retirement Advisors Join LPL Financial
- Michael Kitces' #FASuccess Podcast: How Douglas Boneparth Attracts UHNW Millennial Clients
- Morgan Stanley Announces New Head of Retirement
- Epstein Created Trust With $578 Million Days Before Suicide
- Understanding Our Top Fears
- HighTower Invests in $1 Billion RIA Lexington Wealth Management
- The Record High Price of Some Muni Bonds Erases the Tax Breaks
NAIFA
- New NAIFA Advocacy Action Center Gets Financial Professionals Politically Involved
- Industry Partnerships to Be on Display at NAIFA’s Performance + Purpose Conference
- NAIFA’s Mayeux Featured in NAILBA Broker in Motion Podcast
- Bloomberg Opinion Piece Is Way Off Base on Annuities
- NAIFA Issues Statement on GAMA-AALU Announced Merger
- NAIFA-Colorado Testifies on Proposed State-Run Health Insurance Program
- NAIFA Participates in Federal Government LTCI Task Force Meeting
Investment News
- Kestra Financial's new rollup lands its first RIA
- Genworth, GE and Unum need to shore up long-term care business: report
- Makeover at Wells Fargo Advisors well-received
- Faith-based funds attract loyal investors
- HighTower makes 'significant' investment in Lexington, Mass.-based RIA
- Finra bars no-show former Vanguard rep in communications inquiry
- LPL expects its tech improvements to give advisers back an hour or more a day
RIABiz
- Lovell Minnick sinks more capital into TurboTaxifying the RIA compliance market, with roll-up of NCS; but Brian Hamburger and other free-standers see no threat
- BlackRock is going big into the annuity business with Microsoft to create a 21st century defined benefit pension system
- Voids were exposed in the RIA business in 2018; who or what could fill them in 2019
- Rockefeller Capital puts its third RIA talent anchor in place with hiring of Anthony Grosso in San Francisco and his venture capital connections
- When Steve Janachowski's RIA hit the $1-billion wall, he started hiring women execs and talking M&A; Now he's at $1.7 billion but still seeking to validate his strategy
- Will the S.E.C. aid and abet fraud in 2019? A fictionalized grilling of Jay Clayton under truth ether reveals the perils
- SEC clobbers Wealthfront on multiple alleged offenses; settles case with 'cease and desist' order, $250,000 fine
WSJ – Financial Advisor
- Voices: Lisa R. Hatcher, on Female Clients in Abusive Relationships
- Wealth Adviser: Poised for U.S. Stocks to Weaken
- Voices: Samuel R. Scott, on Blurring the Fiduciary Standard
- Wealth Adviser: Don’t Get It Wrong About the Rich
- Voices: Rand Spero, on Helping Young Clients Prioritize Savings
- Wealth Adviser: More Are Using Asset Protection Trusts
- Don’t Make This Mistake With Your 401(k)