RIA Central
- The One Thing You Should Be Doing for Your Practice
- News Roundup: Tax planning in demand, broker protocol raises questions, and succeeding in the retirement plan niche
- Build a strong foundation for client engagement
- News Roundup: Delegating practice management, legal tips for breakaways, and future retiree vulnerability
- Tips for creating a marketing activity tracker
- Make a Positive Impression on CPAs this Year—Especially at Tax Time
- 3 Tricks to Maximize Attendance at Your Next Prospecting Event
FA Magazine News
- As Regulators Bear Down on Variable Annuities, Will Commissions Get Squeezed Out?
- The Best-Paid Hedge Fund Managers Made $7.7 Billion In 2018
- Buffett's Business Partner Pushes Back On Wealth Tax, Says It’s Oversimplified
- Minority Women Untapped Group Of Potential Clients
- Allianz Says Investors Pulled $35 Billion In Choppy Markets
- OpenInvest Offers ESG Investors A Customizable Digital Solution
- Former Merrill Lynch Broker Sentenced To 40 Months In Prison
Financial Planning Magazine
- Hanson McClain acquires $235M RIA, seeks national status
- The 10 best paid hedge fund managers made $7.7B in 2018
- HD Vest confronts ‘uncertainty’ amid dramatic changes
- Can an annuity help sidestep Social Security taxes?
- New regulations could make life tougher for dual registrants
- 50-year, $800M Wells Fargo team opens RIA
- Want a better savings account? Wealthfront says it has the answer
WealthManagement.com
- The Great Bond Market To Come Is Neither Bull nor Bear
- Warburg Pincus Appears Close to Signing Kestra Deal, Sources Say
- HighTower Buys Stake In $2.6 Billion RIA
- The Rules for Gifts of S Corps Must Change
- Share Your Cryptocurrency Passwords
- How to Capitalize on Our Instinctive Cognitive Selection Process
- A Roadmap for Success: The Importance of Crafting a Proper Investment Policy Statement
NAIFA
- Is Your Pass-Through Business Eligible for the New 199A Deduction? It depends
- The Answer to 'What If?': Have a plan
- NAIFA to Present at CEFLI Conference
- NAIFA Leading the Effort to Stem Elder Financial Exploitation
- Getting CE Credit for Association Membership
- Financial Planning—Now More Than Ever
- Standard of Care Issues Move to the Front-Burner (Again)
Investment News
- Investing legend Jeff Vinik gets a lukewarm reception
- Record $5.2 billion given through Fidelity Charitable in 2018
- Cetera, other broker-dealers refuse to sign Ohio National contracts
- Rolling out robo-advisers has been challenging for early adopters
- Warburg Pincus among private equity managers interested in acquiring Kestra Financial
- Advisers defend active investment management on Capitol Hill
- Allianz says investors pulled $35 billion in Q4
RIABiz
- Lovell Minnick sinks more capital into TurboTaxifying the RIA compliance market, with roll-up of NCS; but Brian Hamburger and other free-standers see no threat
- BlackRock is going big into the annuity business with Microsoft to create a 21st century defined benefit pension system
- Voids were exposed in the RIA business in 2018; who or what could fill them in 2019
- Rockefeller Capital puts its third RIA talent anchor in place with hiring of Anthony Grosso in San Francisco and his venture capital connections
- When Steve Janachowski's RIA hit the $1-billion wall, he started hiring women execs and talking M&A; Now he's at $1.7 billion but still seeking to validate his strategy
- Will the S.E.C. aid and abet fraud in 2019? A fictionalized grilling of Jay Clayton under truth ether reveals the perils
- SEC clobbers Wealthfront on multiple alleged offenses; settles case with 'cease and desist' order, $250,000 fine
WSJ – Financial Advisor
- Voices: Lisa R. Hatcher, on Female Clients in Abusive Relationships
- Wealth Adviser: Poised for U.S. Stocks to Weaken
- Voices: Samuel R. Scott, on Blurring the Fiduciary Standard
- Wealth Adviser: Don’t Get It Wrong About the Rich
- Voices: Rand Spero, on Helping Young Clients Prioritize Savings
- Wealth Adviser: More Are Using Asset Protection Trusts
- Don’t Make This Mistake With Your 401(k)