RIA Central
- The One Thing You Should Be Doing for Your Practice
- News Roundup: Tax planning in demand, broker protocol raises questions, and succeeding in the retirement plan niche
- Build a strong foundation for client engagement
- News Roundup: Delegating practice management, legal tips for breakaways, and future retiree vulnerability
- Tips for creating a marketing activity tracker
- Make a Positive Impression on CPAs this Year—Especially at Tax Time
- 3 Tricks to Maximize Attendance at Your Next Prospecting Event
FA Magazine News
- Financial Illiteracy Costs Americans Thousands
- Whistle-Blowers Report Their Florida Investment Firm to SEC, Media Simultaneously
- Firm Selling Prices Are Set Too High
- 2019 RIA Transactions Reached A Sixth Consecutive Record And Are Likely To Keep Growing, Says DeVoe
- The Fast Money Is All-In But Goldman Says Stocks Can Go Higher
- Emerging Markets Continue To Outperform
- Index Fund Giants Draw Antitrust Scrutiny In U.S. Merger Reviews
Financial Planning Magazine
- The problem with the 4% retirement income rule
- Regulator drops hammer on 8 former Wells Fargo execs, including ex-CEO
- Ex-college roommates join LPL with eye on building $1B practice
- As wirehouses shed advisors, Raymond James hits record 8,060 headcount
- Jim Simons revamps Renaissance board in nod to new generation
- How one advisor boosts an RIA — and industry change — with fintech tools
- Will your clients be forced to claim Social Security early?
WealthManagement.com
- Ex-Wells Fargo Bosses Face Record Fines as Stumpf Gets Ban
- Incorporating Technology Into Your Practice
- AI and the World of Estate Planning
- Ethical Considerations in the Sale or Merger of a Law Practice
- Social Media Professional Development
- The Successful Sale of Your Estate-Planning Law Practice
- Expatriation as an Out-of-Body Experience: Part II
NAIFA
- Waiver on Initial Insurance Licensing Fees for Veterans Becomes Law in New Jersey
- NAIFA-New Jersey Promotes Law to Protect Seniors from Financial Exploitation
- Klobuchar Raises Americans' Need for LTCI in Debate
- Maine Proposal Would Create State-Run Retirement Plan
- NAIFA-Maryland Brings Financial Professionals and State Policymakers Together
- NAIFA-Supported Measure to Waive Initial Licensing Fees for Veterans Passes New Jersey Senate
- Gov. Baker Expresses Concern about Massachusetts Fiduciary Proposal
RIABiz
- Lovell Minnick sinks more capital into TurboTaxifying the RIA compliance market, with roll-up of NCS; but Brian Hamburger and other free-standers see no threat
- BlackRock is going big into the annuity business with Microsoft to create a 21st century defined benefit pension system
- Voids were exposed in the RIA business in 2018; who or what could fill them in 2019
- Rockefeller Capital puts its third RIA talent anchor in place with hiring of Anthony Grosso in San Francisco and his venture capital connections
- When Steve Janachowski's RIA hit the $1-billion wall, he started hiring women execs and talking M&A; Now he's at $1.7 billion but still seeking to validate his strategy
- Will the S.E.C. aid and abet fraud in 2019? A fictionalized grilling of Jay Clayton under truth ether reveals the perils
- SEC clobbers Wealthfront on multiple alleged offenses; settles case with 'cease and desist' order, $250,000 fine
WSJ – Financial Advisor
- Voices: Lisa R. Hatcher, on Female Clients in Abusive Relationships
- Wealth Adviser: Poised for U.S. Stocks to Weaken
- Voices: Samuel R. Scott, on Blurring the Fiduciary Standard
- Wealth Adviser: Don’t Get It Wrong About the Rich
- Voices: Rand Spero, on Helping Young Clients Prioritize Savings
- Wealth Adviser: More Are Using Asset Protection Trusts
- Don’t Make This Mistake With Your 401(k)