Advisor Perspectives
- Trump Pledges Big Tax Cuts That May Do Nothing for the Economy
- Gundlach – Trump will Defeat Biden; Avoid the Bond Market
- Fed’s Barkin Warns Economy Faces ‘Sinkhole’ Requiring More Aid
- A New Twist on Earning Trust
- Robinhood Blows Past Rivals in Record Retail Trading Year
- How to Convey the Benefits of Roth Plans
- Scars Inflicted on Travel Are Looking Permanent
RIA Central
- The One Thing You Should Be Doing for Your Practice
- News Roundup: Tax planning in demand, broker protocol raises questions, and succeeding in the retirement plan niche
- Build a strong foundation for client engagement
- News Roundup: Delegating practice management, legal tips for breakaways, and future retiree vulnerability
- Tips for creating a marketing activity tracker
- Make a Positive Impression on CPAs this Year—Especially at Tax Time
- 3 Tricks to Maximize Attendance at Your Next Prospecting Event
FA Magazine News
- New E-Book Urges Investors To Find A Fiduciary Advisor
- Want To Attract Millennials? Show Them A Culture Of Social Justice
- Wall Street Fears This Stock Rotation Is Another False Dawn
- Gundlach Says Trump Will Win, Gold Should Head Higher
- PGIM Partners With iCapital To Enhance HNW Access To Alternatives
- Wells Fargo And Dimensional Show Big ETF Holdouts Are Buckling
- Five Financial Pitfalls Facing Clients Going Through Gray Divorce
Financial Planning Magazine
- RBC lands ex-Morgan Stanley team with $675M in client assets
- Merrill Lynch upgrades planning technology, encroaches on independents’ turf
- Even Wall Street’s biggest bonuses will disappoint this year
- UBS loses 3 advisors with $1B in AUM to Stifel
- Push to convert mutual funds into ETFs is quietly gathering pace
- Wells Fargo and DFA show big ETF holdouts are buckling
- Goodbye Merrill Lynch: 37-year veteran with $360M starts indie firm
WealthManagement.com
- Riskalyze Wades Deeper Into Trading Automation, Tax Alpha
- Transparency with Diana B.: When a Sudden Health Crisis Hits in a Foreign Land
- So, You Have the Tech – Now Learn How to Optimize It
- When Is It Too Late to Go Independent?
- How to Prepare High-Net-Worth Clients for IRS Wealth Squad Audits
- Online Retailers Boosting ETF Returns
- PGIM Partners With iCapital Network to Bring Alts Downstream
RIABiz
- Lovell Minnick sinks more capital into TurboTaxifying the RIA compliance market, with roll-up of NCS; but Brian Hamburger and other free-standers see no threat
- BlackRock is going big into the annuity business with Microsoft to create a 21st century defined benefit pension system
- Voids were exposed in the RIA business in 2018; who or what could fill them in 2019
- Rockefeller Capital puts its third RIA talent anchor in place with hiring of Anthony Grosso in San Francisco and his venture capital connections
- When Steve Janachowski's RIA hit the $1-billion wall, he started hiring women execs and talking M&A; Now he's at $1.7 billion but still seeking to validate his strategy
- Will the S.E.C. aid and abet fraud in 2019? A fictionalized grilling of Jay Clayton under truth ether reveals the perils
- SEC clobbers Wealthfront on multiple alleged offenses; settles case with 'cease and desist' order, $250,000 fine
WSJ – Financial Advisor
- Voices: Lisa R. Hatcher, on Female Clients in Abusive Relationships
- Wealth Adviser: Poised for U.S. Stocks to Weaken
- Voices: Samuel R. Scott, on Blurring the Fiduciary Standard
- Wealth Adviser: Don’t Get It Wrong About the Rich
- Voices: Rand Spero, on Helping Young Clients Prioritize Savings
- Wealth Adviser: More Are Using Asset Protection Trusts
- Don’t Make This Mistake With Your 401(k)