RIA Central
- The One Thing You Should Be Doing for Your Practice
- News Roundup: Tax planning in demand, broker protocol raises questions, and succeeding in the retirement plan niche
- Build a strong foundation for client engagement
- News Roundup: Delegating practice management, legal tips for breakaways, and future retiree vulnerability
- Tips for creating a marketing activity tracker
- Make a Positive Impression on CPAs this Year—Especially at Tax Time
- 3 Tricks to Maximize Attendance at Your Next Prospecting Event
FA Magazine News
- Investors Give Best-Interest Rule Thumbs Down At SEC Event
- Marijuana Stock Trading Is Dominated By Dudes And Millennials
- Facing SEC Charges, Ladenburg Chair Philip Frost Retires
- Hurricane Florence May Leave Investment Scams In Its Wake, Regulators Warn
- Connecticut's SALT Bypass Offers Hidden Perk For Money Managers
- Rich Americans Are Last In Sustainable Investing, UBS Says
- NYC Home Sellers Are Cutting Prices Like It's 2009--And Then Some
Financial Planning Magazine
- Why you needed continuity and succession plans yesterday
- The rich person Roth: For the most tax-free retirement income
- Advisors on the move: 71 of biggest, most recent jumps
- How to help divorcing couples make a tax-free IRA transfer
- Older clients don’t need to itemize to get this charitable tax break
- Edelman Financial brand could vanish by year-end
- Top-performing funds that bypass AMT
NAIFA
- NAIFA P+P Legislative Forum
- NAIFA Elects Officers and Trustees at P+P 2018
- Brian Haney Receives NAIFA’s Diversity Champion Award
- NAIFA names John Richardson 2018 Young Advisors Team Leader of the Year
- Dirk Kempthorne Awarded First NAIFA Defender of Financial Freedom Award
- NAIFA’s Professional Pathway to Empower Members with Personalized Plan for Success
- NAIFA partnerships with organizations including GAMA and FSP strengthen conference programming in leadership development, advanced markets
Investment News
- SEC's proposed advice rule is about as clear as mud
- Making diversity intentional is first step to boosting inclusion
- Joe Duran has a game plan, and anyone can play
- The public can be better served without state regulation of Planners
- Deceased rapper Mac Miller was 26 and had a will and#x2014; similar to that of Michael Jackson
- Wells Fargo CEO is prepared to lead company indefinitely
- Invesco said to be in talks to purchase OppenheimerFunds
RIABiz
- SEI goes hard after 401(k) plan sponsors by poaching a star from Northern Trust and bundling him up, but he'll be swimming against market trends
- Oisin's Bits: Casady and Blundin's Vestigo-voyage gathers steam with near $60 million cash-pile; Ethical-robo OpenInvest raises $10.4 million and flips B2B switch, founder lays into mutual funds
- Salesforce's slew of new advisor-focused CRM upgrades gets slammed, while a rival CEO says fresh changes won't 'slow the stampede' of RIAs fleeing the San Francisco giant
- TD Ameritrade alerts RIAs all referrals of less than $750,000 in assets may stay in-house -- a knock softened by a more RIA-friendly incentive structure
- After winning Merrill Lynch, FactSet CEO Phil Snow is challenging Big Data for downmarket RIAs, but convincing them to buy a box is an up-sell nightmare
- SigFig tightens its lock-down on UBS's digital fate by absorbing its in-house robo unit and 80 employees, but it's weathering storms on other fronts
- Founded in 2017 to produce ultra-beta ETFs, Salt Financial goes full 'meritocratic' in poaching 27 year-old Dow Jones beta hunter -- seriously, beta hunter -- to lead research for volatility tracking ETF roll out
WSJ – Financial Advisor
- Voices: Lisa R. Hatcher, on Female Clients in Abusive Relationships
- Wealth Adviser: Poised for U.S. Stocks to Weaken
- Voices: Samuel R. Scott, on Blurring the Fiduciary Standard
- Wealth Adviser: Don’t Get It Wrong About the Rich
- Voices: Rand Spero, on Helping Young Clients Prioritize Savings
- Wealth Adviser: More Are Using Asset Protection Trusts
- Don’t Make This Mistake With Your 401(k)