Advisor Perspectives
- The Hidden Marketing Opportunity in Reg BI
- The Future of Equity Investing is Personalization
- The Disappointing Reality about ESG Fund Performance
- The Threat to Amazon, Google and Facebook from the VC Bubble
- Advisor Perspectives to Market Big Picture® Charts and App
- Simon Sinek: How to Deal With "Toxic" Team Members
- How Trading Costs Erode Factor Returns
RIA Central
- The One Thing You Should Be Doing for Your Practice
- News Roundup: Tax planning in demand, broker protocol raises questions, and succeeding in the retirement plan niche
- Build a strong foundation for client engagement
- News Roundup: Delegating practice management, legal tips for breakaways, and future retiree vulnerability
- Tips for creating a marketing activity tracker
- Make a Positive Impression on CPAs this Year—Especially at Tax Time
- 3 Tricks to Maximize Attendance at Your Next Prospecting Event
FA Magazine News
- ETF Changes Focus From Virtual Reality To Video Gaming
- Tech-Focused Thematic ETFs Launching At Rapid Pace
- Stock Investors Torn As Defensive Bets Go 'Absolutely Parabolic'
- Cybersecurity Risks Are Threatening Deals, Industry Survey Shows
- IRS Attempts To Clarify Business Pass-Through Tax Deduction
- Trump Order Would Push For Disclosure Of Secret Health Prices
- Bernie Sanders To Propose Taxing Wall Street To Pay Off Student Debts
Financial Planning Magazine
- How an LGBTQ+ financial coach found her place
- Weathering the storm: How advisors prep for a possible recession
- Wells Fargo, chaperone to breakaway brokers?
- Do your clients believe these investing proverbs?
- Gold rally nears 6-year high
- Fiduciary FAQ: New rules could transform advisors’ businesses
- Voices: SEC’s new best interest rule is far from best for investors
WealthManagement.com
- With Help From Its Endowment, Yale Launches Asset Management Program
- Democrats Demanding Clarity on Fallout from the DOL Fiduciary Rule
- Financial Planner Announces Bid For Congress
- iShares' ETFs Take on Tech, Cyber Themes
- Exploring the Independent Broker-Dealer Space
- Rockefeller: Capital Markets Can Solve Global Problems
- Sanctuary Bolsters Management Team to Recruit More Breakaways
NAIFA
- NAIFA Supports Legislation to Ensure Workers Maintain a 40-Hour Workweek
- NAIFA Comments on Senate Bill to Require More Compensation Disclosure
- Reg BI Enhances Consumer Protections with Uniform, Nationwide Standard
- House Votes in Favor of the SECURE Act One Week After NAIFA Members Urge Its Passage
- With LACP Accreditation, NAIFA Certification Commission Joins Elite Group of NCCA Organizations
- NAIFA's Congressional Conference Kicks Off with Legislative Information Session
- America’s Life Insurers and Financial Advisors Promote Financial Wellness at May 15 Washington Events
Investment News
- Wall Street lashes out at Bernie Sanders' plan to pay off student debt with a securities trading tax
- Technology can help turn client conversations toward planning in next bear market
- Repeal of SALT cap would be $40 billion windfall for millionaires, according to new data
- GPB paid B-Ds and reps steep commissions to sell troubled private placements
- Should financial advisers be paying more attention to private equity?
- Congress members ask GAO to study fallout from death of DOL fiduciary rule
- Merrill Lynch team managing $220 million moves to Janney
RIABiz
- Lovell Minnick sinks more capital into TurboTaxifying the RIA compliance market, with roll-up of NCS; but Brian Hamburger and other free-standers see no threat
- BlackRock is going big into the annuity business with Microsoft to create a 21st century defined benefit pension system
- Voids were exposed in the RIA business in 2018; who or what could fill them in 2019
- Rockefeller Capital puts its third RIA talent anchor in place with hiring of Anthony Grosso in San Francisco and his venture capital connections
- When Steve Janachowski's RIA hit the $1-billion wall, he started hiring women execs and talking M&A; Now he's at $1.7 billion but still seeking to validate his strategy
- Will the S.E.C. aid and abet fraud in 2019? A fictionalized grilling of Jay Clayton under truth ether reveals the perils
- SEC clobbers Wealthfront on multiple alleged offenses; settles case with 'cease and desist' order, $250,000 fine
WSJ – Financial Advisor
- Voices: Lisa R. Hatcher, on Female Clients in Abusive Relationships
- Wealth Adviser: Poised for U.S. Stocks to Weaken
- Voices: Samuel R. Scott, on Blurring the Fiduciary Standard
- Wealth Adviser: Don’t Get It Wrong About the Rich
- Voices: Rand Spero, on Helping Young Clients Prioritize Savings
- Wealth Adviser: More Are Using Asset Protection Trusts
- Don’t Make This Mistake With Your 401(k)