RIA Central
- The One Thing You Should Be Doing for Your Practice
- News Roundup: Tax planning in demand, broker protocol raises questions, and succeeding in the retirement plan niche
- Build a strong foundation for client engagement
- News Roundup: Delegating practice management, legal tips for breakaways, and future retiree vulnerability
- Tips for creating a marketing activity tracker
- Make a Positive Impression on CPAs this Year—Especially at Tax Time
- 3 Tricks to Maximize Attendance at Your Next Prospecting Event
FA Magazine News
- Trump Expected To Delay Car Tariffs As Europe Invests In U.S.
- Optimism Among U.S. Small Businesses Improves From Six-Month Low
- FOMO Grows As Investors Scurry To Catch Stock Market Boom
- Some Of World's Richest Brace For Major Stock Selloff
- Warren Proposes Corporate Perjury Law To Combat Misinformation
- Wall Street Plays Rotation Roulette As 2019 Haven Trade Unwinds
- U.S. Raises Prospect Of Blocking Passage Of WTO Budget
Financial Planning Magazine
- Advisor Group’s new IBD giant is leveraged on network appeal
- What will retirement look like in 50 years?
- Adding to string of new hires, Steward Partners lands $160M Merrill team
- In one African-American woman’s experience, lessons for an entire industry
- Ways for parents to avoid an education debt trap: Tax Strategy Scan
- In second sector-reshaping deal, Advisor Group to buy Ladenburg IBDs for $1.3B
- Is your client setting up an HSA? They should be
WealthManagement.com
- Cetera Brings On New Head of Advisory Consulting
- Envestnet | Tamarac Latest Firm To Integrate With Flyer
- FINRA Bars Rep From Firm Accused of Excessive Trading
- B/Ds Face Big Lifts To Reach Reg BI Compliance With Tech Tools
- Investing in China: Opportunity and Danger
- Managing Tax Liability When Selling a Business
- The Retirement Caregiver Crisis
NAIFA
- NAIC and FINRA to Share Certain Information on Financial Advisors
- America’s Veterans Have Much to Offer Our Industry
- Financial Professionals from Every State Urge Congress to Pass the Secure Act
- NAIFA's Mayeux Signs on to CEO Letter Supporting the SECURE Act
- Representatives' Letter to CMS Cites Effectiveness of Agents and Brokers in Health Insurance Enrollments
- Advertisement in Influential Newspaper Urges Passage of the SECURE Act
- NAIFA Participation in WIFS Conference Highlights Advocacy Partnership
Investment News
- Advisor Group buying Ladenburg Thalmann, creating giant IBD
- 401(k) advisers choosing to work with fewer asset managers
- Medicare premium increase and IRMAA surcharges announced for 2020
- Mega bond sell-off spurs $1.2 billion outflow from Treasury fund
- Are negative interest rates always unhealthy?
- SEC highlights enforcement actions involving advisers and brokers
- Shifting to value stocks just in the nick of time
RIABiz
- Lovell Minnick sinks more capital into TurboTaxifying the RIA compliance market, with roll-up of NCS; but Brian Hamburger and other free-standers see no threat
- BlackRock is going big into the annuity business with Microsoft to create a 21st century defined benefit pension system
- Voids were exposed in the RIA business in 2018; who or what could fill them in 2019
- Rockefeller Capital puts its third RIA talent anchor in place with hiring of Anthony Grosso in San Francisco and his venture capital connections
- When Steve Janachowski's RIA hit the $1-billion wall, he started hiring women execs and talking M&A; Now he's at $1.7 billion but still seeking to validate his strategy
- Will the S.E.C. aid and abet fraud in 2019? A fictionalized grilling of Jay Clayton under truth ether reveals the perils
- SEC clobbers Wealthfront on multiple alleged offenses; settles case with 'cease and desist' order, $250,000 fine
WSJ – Financial Advisor
- Voices: Lisa R. Hatcher, on Female Clients in Abusive Relationships
- Wealth Adviser: Poised for U.S. Stocks to Weaken
- Voices: Samuel R. Scott, on Blurring the Fiduciary Standard
- Wealth Adviser: Don’t Get It Wrong About the Rich
- Voices: Rand Spero, on Helping Young Clients Prioritize Savings
- Wealth Adviser: More Are Using Asset Protection Trusts
- Don’t Make This Mistake With Your 401(k)